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Securities research
Results: 1350

#	Item
501	Microsoft Word - Connection_Winter2012.docx Add to Reading List Source URL: www.swissfinanceinstitute.ch Language: English - Date: 2013-02-13 11:45:23 Management Tax evasion UBS Corporate governance Financial analyst Securities research Executive pay Sergio Ermotti Mergers and acquisitions Business Financial economics Finance
502	Nile J. Boldt, et al. v. Venaxis, Inc., et al. 15-CV[removed]Class Action Complaint for Violation of the Federal Securities Laws and Jury Demand Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2015-02-05 20:55:15 Research Clinical pharmacology Food and Drug Administration Pharmacology United States Public Health Service Investigational Device Exemption Validation Clinical research Pharmaceutical industry Pharmaceutical sciences
503	Information for Notice-Registered Broker-Dealers Re: Misuse of Material, Non-Public Information: Matters for Notice-Registered Broker-Dealers to Consider when Adopting Procedures to Comply with NFA Compliance Rule 2-37( Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:29:58 Securities Financial system Finance Commodity Futures Trading Commission Securities Exchange Act Securities research Futures contract National Firearms Act USA PATRIOT Act Title III Subtitle B 73rd United States Congress Financial economics United States securities law
504	Press Release ISE ETF Ventures and SecuredGrowth Quantitative Research Announce Partnership and Launch of Innovative Indices Monday, July 22, 2013 Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:30:00 Commodities market Funds International Securities Exchange Stock market Eurex SPDR Exchange-traded note Exchange-traded product Source UK Services Investment Financial economics Exchange-traded funds
505	3 Eagles Research & Development LLC, Harry Dean Proudfoot III, Matthew Dale Proudfoot, Laurie Anne Vrvilo and Dennis Ashley Bukantis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-17 14:27:38 Financial services Fraternal Order of Eagles U.S. Securities and Exchange Commission Securities regulation in the United States Collective investment scheme Investor Financial economics Funds Investment
506	WHARTON RESEARCH DATA SERVICES MARKIT SECURITIES FINANCE DATA Add to Reading List Source URL: www.whartonwrds.com Language: English - Date: 2014-10-01 12:05:37 Markit Group Financial markets Wharton School of the University of Pennsylvania Financial services Short Security Hedge fund Financial economics Investment Finance
507	US Fixed Income Strategy Short-Term Fixed Income Markets Research Note J.P. Morgan Securities LLC February 2, 2015 Fidelity announces major Add to Reading List Source URL: markets.jpmorgan.com Language: English Financial services House of Morgan Securities Stock market Financial markets Securities research JPMorgan Chase J.P. Morgan & Co. Mutual fund Investment Financial economics Finance
508	Degeorge.Derrien.Kecskes.Michenaud.indd Add to Reading List Source URL: www.whartonwrds.com Language: English - Date: 2014-11-11 09:52:40 Commerce Financial analysts Securities research Sell-side analyst Quantitative analyst Corporate governance Industry analyst Business Securities Finance
509	Program Overview The Certified Credit Research Analyst (CCRATM) is a comprehensive global education program designed to give an expert level understanding of debt capital markets and bank loan markets to graduates and e Add to Reading List Source URL: www.aiwmindia.com Language: English - Date: 2015-02-02 12:02:58 Credit Debt United States housing bubble National Institute of Securities Markets Credit risk Securitization Syndicated loan Investment banking Bank Financial economics Finance Economics
510	Securities Class Action Filings against Large Companies Drop to Lowest Levels Since 2000 Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2015-01-26 23:31:00 Securities fraud Class action Private Securities Litigation Reform Act Joseph Grundfest Cornerstone Research Law Financial system Financial economics Year of birth missing Corruption Securities

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